Jason Atwater, financial advisor Guilford CT
61 score

Jason Atwater

CRD Number: 5993415
Current Firm: Icma Retirement Corp

Jason Atwater (CRD# 5993415) is an Investment Advisor Representative working at Icma Retirement Corp in Guilford, CT and has over 4 years of experience in the finance industry. Jason Atwater has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Icma-rc Services, LLC Washington, DC Dec 2015 - Current 1
Shoreline Financial Advisors, LLC Guilford, CT Aug 2012 - Dec 2015 3
Morgan Stanley Smith Barney Madison, CT Oct 2011 - Aug 2012 < 1
N/a Guilford, CT Jun 2011 - Sep 2011 < 1
Xplusone Solutions, Inc. New York, NY Jun 2009 - May 2011 1
Marketing Management Analytics Wilton, CT Apr 2007 - Jun 2009 2
Factset Research Systems, Inc. Norwalk, CT Jan 2006 - Apr 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Jason P. Atwater
Phone Number: 202-962-4600
Firm Website: http://www.icmarc.org
Registered State(s):
  • CT
  • DE
  • ME
  • NJ
  • PA
By the Numbers
  • Total Assets Under Management
    31,797
    MILLIONS
  • Total Number of Accounts
    53
    ACCOUNTS
  • Average Account Value
    $599,952,595
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
61

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