John McCauley, financial advisor Guilford CT
93 score

John McCauley

CRD Number: 1275230
Current Firm: Mccauley Investments Advisors LLC

John McCauley (CRD# 1275230) is an Investment Advisor Representative working at Mccauley Investments Advisors LLC in Guilford, CT and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Sterne Agee Investment Advisor Services, Inc. Birmingham, AL Jan 2015 - Current 1
Sterne Agee Financial Services, Inc. Guliford, CT Sep 2014 - Current 2
Mccauley Investment Advisors LLC Guilford, CT May 2014 - Current 2
Wrp Investments, Inc. Youngstown, OH Mar 2006 - Current 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1984
S65 NASAA Investment Advisors Law Examination Dec 1997
Contact Info for John J. McCauley
Phone Number: (203) 453-2200
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    12
    MILLIONS
  • Total Number of Accounts
    117
    ACCOUNTS
  • Average Account Value
    $105,983
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CT

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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