John McCauleyCRD Number: 1275230
Current Firm: Mccauley Investments Advisors LLC
John McCauley (CRD# 1275230) is an Investment Advisor Representative working at Mccauley Investments Advisors LLC in Guilford, CT and has over 32 years of experience in the finance industry.
Sagepoint Financial, Inc.
Halsey Associates Inc.
Kanner Financial Services LLC
|Sterne Agee Investment Advisor Services, Inc.||Birmingham, AL||Jan 2015 - Current||1|
|Sterne Agee Financial Services, Inc.||Guliford, CT||Sep 2014 - Current||2|
|Mccauley Investment Advisors LLC||Guilford, CT||May 2014 - Current||2|
|Wrp Investments, Inc.||Youngstown, OH||Mar 2006 - Current||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1984|
|S65||NASAA Investment Advisors Law Examination||Dec 1997|
Total Assets Under Management12MILLIONS
Total Number of Accounts117ACCOUNTS
Average Account Value$105,983
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)