William Matthes, financial advisor Guilford CT

William Matthes

CRD Number: 1127116
Current Firm: Compass Wealth Management LLC

William Matthes (CRD# 1127116) is an Investment Advisor Representative working at Compass Wealth Management LLC in Guilford, CT and has over 40 years of experience in the finance industry.

Similar Advisors
Charles Green, financial advisor Guilford CT
Charles M. Green
CRD# 2726777
Springboard Asset Management LLC
Similar Advisors
Yaldez Abdel Samed, financial advisor Guilford CT
Yaldez Abdel Samed
CRD# 5623606
Citizens Securities, Inc.
Similar Advisors
Frank Abel, financial advisor Guilford CT
Frank B. Abel
CRD# 4288358
Commonwealth Financial Network
Company Name Location Dates Years
Eiger Intl Ridgefield, CT Sep 1997 - Current 26
Westport Resources Investment Services, Inc. Guilford, CT Feb 1997 - Current 27
Westport Resource Management Westport, CT Feb 1997 - Current 27
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1983
S65 NASAA Investment Advisors Law Examination Aug 1994
Contact Info for William L. Matthes
Phone Number: 203-453-7000
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    542
    MILLIONS
  • Total Number of Accounts
    838
    ACCOUNTS
  • Average Account Value
    $646,913
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA, CT, FL, MA, NC, NY, TX, UT, VA

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.