William Matthes, financial advisor Guilford CT

William Matthes

CRD Number: 1127116
Current Firm: Compass Asset Management, LLC

William Matthes (CRD# 1127116) is an Investment Advisor Representative working at Compass Asset Management, LLC in Guilford, CT and has over 38 years of experience in the finance industry.

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Company Name Location Dates Years
Eiger Intl Ridgefield, CT Sep 1997 - Current 24
Westport Resources Investment Services, Inc. Guilford, CT Feb 1997 - Current 24
Westport Resource Management Westport, CT Feb 1997 - Current 24
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1983
S65 NASAA Investment Advisors Law Examination Aug 1994
Contact Info for William L. Matthes
Phone Number: 203-453-7000
Firm Website: http://compassam.net
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    420
    MILLIONS
  • Total Number of Accounts
    692
    ACCOUNTS
  • Average Account Value
    $606,324
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA, CT, FL, MA, NY, VA

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