Nikolas McWhirterCRD Number: 6116104
Current Firm: Cetera Investment Advisers LLC
Nikolas McWhirter (CRD# 6116104) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Gulfport, MS and has over 3 years of experience in the finance industry.
Stifel, Nicolaus & Company, Incorporated
Lpl Financial LLC
|Cetera Investment Advisers LLC||Gulfport, MS||Jan 2014 - Current||2|
|Regions Bank||Gulfport, MS||Mar 2013 - Current||3|
|Cetera Investment Services LLC||St. Cloud, MN||Mar 2013 - Current||3|
|Air Guard||Gulfport, MS||Mar 2008 - Current||8|
|Hancock Bank||Ocean Springs, MS||Aug 2012 - Mar 2013||< 1|
|Hancock Investment Services, Inc.||Ocean Springs, MS||Aug 2012 - Mar 2013||< 1|
|Hancock Bank||Biloxi, MS||Jun 2007 - Aug 2012||5|
|Anytime Fitness||Ocean Springs, MS||Oct 2008 - Mar 2012||3|
|Army Gard||Meridian, MS||Feb 1999 - Mar 2008||9|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management7,010MILLIONS
Total Number of Accounts26,660ACCOUNTS
Average Account Value$262,943
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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