Dolly SchaubCRD Number: 5622417
Current Firm: Edward Jones
Dolly Schaub (CRD# 5622417) is an Investment Advisor Representative working at Edward Jones in Gypsum, CO and has over 3 years of experience in the finance industry.
H.d. Vest Advisory Services, Inc.
Cetera Advisor Networks LLC
Triad Advisors, Inc.
|Edward Jones||St Louis, MO||Aug 2013 - Current||3|
|New England Securities||Colorado Springs, CO||Sep 2010 - Aug 2013||2|
|Pfs Investments, Inc.||Grand Junction, CO||Feb 2009 - Sep 2010||1|
|Primerica Financial Services||Grand Junction, CO||Oct 2005 - Sep 2010||4|
|Dolly's Mt. Shuttle||Mt. Crested Butle, CO||Jun 2004 - Oct 2009||5|
|Crested Butle Ski Club||Mt. Crested Butle, CO||Nov 2005 - May 2008||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management140,424MILLIONS
Total Number of Accounts777,048ACCOUNTS
Average Account Value$180,715
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV