Thomas Moreland (CRD# 3126278) is an Investment Advisor Representative working at Sherwood Oak Knoll, LLC in San Marino, CA and has over 25 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sherwodd Oak Knoll, LLC | San Marino, CA | Jul 2020 - Current | 3 |
| Gold Coast Securities, Inc. | Thousand Oaks, CA | Feb 2003 - Oct 2020 | 17 |
| Moreland Capital | San Marino, CA | Jan 2003 - Aug 2020 | 17 |
| Rocky Mountain Hardware | Hailey, ID | Nov 2015 - Jan 2019 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1999 |
| S65 | NASAA Investment Advisors Law Examination | Nov 1999 |
- CA
-
Total Assets Under Management3MILLIONS
-
Total Number of Accounts13ACCOUNTS
-
Average Account Value$230,769
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA
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