David BrownCRD Number: 3178631
Current Firm: Raymond James Financial Services Advisors, Inc.
David Brown (CRD# 3178631) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Hamden, CT and has over 17 years of experience in the finance industry.
Springboard Asset Management LLC
Sagepoint Financial, Inc.
|Insurance-non Variable||Hamden, CT||Jul 2011 - Current||5|
|Raymond James Financial Services Advisors, Inc.||Hamden, CT||Jan 2009 - Current||8|
|Raymond James Financial Services, Inc.||Hamden, CT||Jan 1999 - Current||18|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1999|
|S65||NASAA Investment Advisors Law Examination||Mar 2005|
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV