Mark Stevens, financial advisor Hamden CT

Mark Stevens

CRD Number: 2924283
Current Firm: Lpl Financial LLC

Mark Stevens (CRD# 2924283) is an Investment Advisor Representative working at Lpl Financial LLC in Hamden, CT and has over 26 years of experience in the finance industry. Mark Stevens has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Financial LLC Hamden, CT Jul 2021 - Current 2
Stevens & Boutilier Financial Advisors LLC Hamden, CT Mar 2021 - Current 3
Stevens Group Financial Services LLC Hamden, CT Aug 2016 - Current 7
Various Insurance Carriers For W & R Insurance Agencies North Haven, CT Nov 1997 - Current 26
Waddell & Reed, Inc. Hamden, CT Jul 1997 - Current 26
Stevens LLC North Haven, CT May 2013 - Dec 2020 7
Stevens Group Financial Services Llc (dba) Hamden, CT Sep 2016 - Mar 2018 1
Wallingford Country Club Wallingford, CT Feb 2013 - Feb 2018 5
North Haven Girls Schloarship Fund North Haven, CT May 2014 - Jul 2016 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1997
S65 NASAA Investment Advisors Law Examination Oct 1997
Contact Info for Mark D. Stevens
Phone Number: 704-733-3300
Registered State(s):
  • CT
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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