Simon McDonald, financial advisor Hamden CT
53 score

Simon McDonald

CRD Number: 5497546
Current Firm: Waddell & Reed

Simon McDonald (CRD# 5497546) is an Investment Advisor Representative working at Waddell & Reed in Hamden, CT and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Various Insurance Carriers For W&r Insurance Agencies Milford, CT Aug 2015 - Current 1
Waddell & Reed, Inc. Hamden, CT Jul 2015 - Current 1
Euro Pacific Capital Inc. Westport, CT Feb 2008 - Jul 2015 7
Fairfield County Bridgeport, CT Jan 2002 - Apr 2008 6
New Mass Media Bridgeport, CT Mar 2004 - Feb 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2008
S65 NASAA Investment Advisors Law Examination Dec 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Simon J. McDonald
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • CT
  • IL
  • LA
  • NM
  • PA
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
53

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