Regina Spano, financial advisor Hamilton Township NJ

Regina Spano

CRD Number: 6250864
Current Firm: Rockefeller Capital Management

Regina Spano (CRD# 6250864) is an Investment Advisor Representative working at Rockefeller Capital Management in Hamilton Township, NJ and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Rockefeller Capital Management Hamilton, NJ Sep 2018 - Current 3
Merrill Lynch Pennington, NJ Sep 2013 - Sep 2018 5
Bank Of Tokyo / Mitsubishi Jersey City, NJ Sep 2012 - Sep 2013 1
Secure Talent For Pimco LLC Newport Beach, CA Feb 2011 - Sep 2012 1
Financial Tax Services Toms River, NJ Sep 2008 - Aug 2012 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2019
Contact Info for Regina R. Spano
Phone Number: 212-549-5100
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    14,864
    MILLIONS
  • Total Number of Accounts
    19,625
    ACCOUNTS
  • Average Account Value
    $757,424
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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