James Dearden (CRD# 4734816) is an Investment Advisor Representative working at Mml Investors Services, LLC in Hampton, NH and has over 20 years of experience in the finance industry.
CRD# 4429381
Lpl Financial LLC
CRD# 5324751
Silver Maple Financial, LLC
CRD# 6002683
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mml Investors Services, LLC | Hampton, NH | Mar 2017 - Current | 7 |
| Mass Mutual Life Insurance Company | Hampton, NH | Jul 2016 - Current | 7 |
| Metlifesecurities, Inc. | Exeter, NH | Dec 2003 - Mar 2017 | 13 |
| Metropolitan Life Insurance Company | Exeter, NH | Dec 2003 - Jul 2016 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2003 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2012 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NH
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Total Assets Under Management72,828MILLIONS
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Total Number of Accounts351,645ACCOUNTS
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Average Account Value$207,106
- A percentage of assets under your management
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