Michael Schwenk, financial advisor Hampton Bays NY
93 score

Michael Schwenk

CRD Number: 5370328
Current Firm: Rbc Capital Markets, LLC

Michael Schwenk (CRD# 5370328) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Hampton Bays, NY and has over 8 years of experience in the finance industry.

Similar Advisors
William Araneo, financial advisor Hampton Bays NY
William C. Araneo
CRD# 2545370
Lpl Financial LLC
Score
96
Similar Advisors
Michael Illari, financial advisor Hampton Bays NY
Michael P. Illari
CRD# 4919091
Charles Schwab & Company, Inc.
Score
96
Similar Advisors
Nancy Kayekirsch, financial advisor Hampton Bays NY
Nancy B. Kayekirsch
CRD# 1725604
Lpl Financial LLC
Score
96
Company Name Location Dates Years
Rbc Capital Markets, LLC Hampton Bays, NY Jan 2012 - Current 4
Stifel Nicolaus & Co Inc. Hauppauge, NY Mar 2010 - Jan 2012 1
Wachovia Securities, LLC Smithtown, NY Dec 2007 - Mar 2010 2
Susquehanna University Selinsgrove, PA Sep 2004 - May 2008 3
Waddell And Reed Financial Services Selinsgrove, PA Sep 2007 - Dec 2007 < 1
Wachovia Securities, LLC Smithtown, NY May 2007 - Sep 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2008
Contact Info for Michael R. Schwenk
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • NJ
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Michael Schwenk and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.