Nickolas Lallas, financial advisor Glen Ellyn IL

Nickolas Lallas

CRD Number: 6153728
Current Firm: U.s. Bancorp Investments, Inc.

Nickolas Lallas (CRD# 6153728) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Glen Ellyn, IL and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
U.s. Bank Glen Ellyn, IL Aug 2019 - Current 4
U.s. Bancorp Investments, Inc. Glen Ellyn, IL Jan 2013 - Current 11
U.s. Bank Chicago, IL Mar 2006 - Oct 2014 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2013
S65 NASAA Investment Advisors Law Examination Aug 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Nickolas S. Lallas
Phone Number: 800-888-4700
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    15,875
    MILLIONS
  • Total Number of Accounts
    60,028
    ACCOUNTS
  • Average Account Value
    $264,455
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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