David HeffernanCRD Number: 1413572
Current Firm: Ameriprise Financial Services, Inc.
David Heffernan (CRD# 1413572) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Harlingen, TX and has over 32 years of experience in the finance industry.
Securities America Advisors, Inc.
The Prudent Investor Coach, LLC
First Allied Advisory Services, Inc.
|American Express Financial Advisors Inc.||Corpus Christi, TX||Sep 1985 - Current||32|
|Ids Life Insurance Company||Corpus Christi, TX||Sep 1985 - Current||32|
|Unemployed||Harlingen, TX||May 1985 - Current||32|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1985|
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV