Song ShimCRD Number: 6102187
Current Firm: Cetera Investment Advisers LLC
Song Shim (CRD# 6102187) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Harrisburg, PA and has over 5 years of experience in the finance industry.
Northwestern Mutual Investment Services,llc
Royal Alliance Associates, Inc.
Msi Financial Services, Inc.
|Cetera Investment Services LLC||St.cloud, MN||Feb 2016 - Current||2|
|Cetera Investment Advisers LLC||Harrisburg, PA||Feb 2016 - Current||2|
|First National Bank Of Pa||Harrisburg, PA||Jan 2016 - Current||2|
|Cuso Financial Services, LP||San Diego, CA||Oct 2015 - Jan 2016||< 1|
|J.p. Morgan Securities LLC||Cerritos, CA||Oct 2012 - Jul 2015||2|
|Jpmorgan Chase Bank||Cerritos, CA||Sep 2008 - Jul 2015||6|
|Chase Investment Services Corp||Cerritos, CA||Jul 2012 - Oct 2012||< 1|
|Washington Mutual Bank||Carlsbad, CA||Mar 2005 - Sep 2008||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2012|
|S66||NASAA Uniform Combined State Law Examination||May 2014|
Total Assets Under Management7,816MILLIONS
Total Number of Accounts41,288ACCOUNTS
Average Account Value$189,310
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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