Song Sim, financial advisor Harrisburg PA
90 score

Song Sim

CRD Number: 6102187
Current Firm: Cetera Investment Advisers LLC

Song Sim (CRD# 6102187) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Harrisburg, PA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Services LLC St.cloud, MN Feb 2016 - Current < 1
Cetera Investment Advisers LLC Harrisburg, PA Feb 2016 - Current < 1
First National Bank Of Pa Harrisburg, PA Jan 2016 - Current < 1
Cuso Financial Services, LP San Diego, CA Oct 2015 - Jan 2016 < 1
J.p. Morgan Securities LLC Cerritos, CA Oct 2012 - Jul 2015 2
Jpmorgan Chase Bank Cerritos, CA Sep 2008 - Jul 2015 6
Chase Investment Services Corp Cerritos, CA Jul 2012 - Oct 2012 < 1
Washington Mutual Bank Carlsbad, CA Mar 2005 - Sep 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2012
S66 NASAA Uniform Combined State Law Examination May 2014
Contact Info for Song B. Sim
Phone Number: 888-528-2987
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    7,010
    MILLIONS
  • Total Number of Accounts
    26,660
    ACCOUNTS
  • Average Account Value
    $262,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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