Song Shim, financial advisor Harrisburg PA

Song Shim

CRD Number: 6102187
Current Firm: Cetera Investment Advisers LLC

Song Shim (CRD# 6102187) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Harrisburg, PA and has over 11 years of experience in the finance industry.

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Cetera Investment Advisers LLC
Company Name Location Dates Years
Cetera Investment Advisers LLC Harrisburg, PA Feb 2016 - Current 8
Cetera Investment Services LLC St.cloud, MN Feb 2016 - Current 8
First National Bank Of Pa Harrisburg, PA Jan 2016 - Current 8
Cuso Financial Services, LP San Diego, CA Oct 2015 - Jan 2016 < 1
J.p. Morgan Securities LLC Cerritos, CA Oct 2012 - Jul 2015 2
Jpmorgan Chase Bank Cerritos, CA Sep 2008 - Jul 2015 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2012
S66 NASAA Uniform Combined State Law Examination May 2014
Contact Info for Song B. Shim
Phone Number: 888-528-2987
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    33,356
    MILLIONS
  • Total Number of Accounts
    176,986
    ACCOUNTS
  • Average Account Value
    $188,469
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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