Asa Graves, financial advisor Harrisonburg VA

Asa Graves

CRD Number: 227783
Current Firm: Graves Light Lenhart

Asa Graves (CRD# 227783) is an Investment Advisor Representative working at Graves Light Lenhart in Harrisonburg, VA and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Graves-light Private Wealth Management, Inc. Harrisonburg, VA Aug 2018 - Current 3
Wells Fargo Clearing Services, LLC Harrisonburg, VA Nov 2016 - Aug 2018 1
Wells Fargo Advisors LLC Harrisonburg, VA May 2009 - Nov 2016 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1988
S65 NASAA Investment Advisors Law Examination Mar 1997
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Asa W. Graves
Phone Number: (540) 433-3076
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    1,033
    MILLIONS
  • Total Number of Accounts
    1,108
    ACCOUNTS
  • Average Account Value
    $932,567
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

FL, ID, NC, PA, TN, VA

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