Karl Mongold, financial advisor Harrisonburg VA

Karl Mongold

CRD Number: 6714563
Current Firm: Ameriprise Financial Services, LLC

Karl Mongold (CRD# 6714563) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Harrisonburg, VA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services, LLC Harrisonburg, VA Dec 2020 - Current < 1
Edward Jones St Louis, MO Mar 2018 - Dec 2020 2
Primerica Financial Services Harrisonburg, VA Jul 2016 - Mar 2018 1
Harrisonburg City Schools Harrisonburg, VA Feb 2015 - Mar 2018 3
Pfs Investments Inc. Harrisonburg, VA Jun 2017 - Dec 2017 < 1
Leathers And Associates Harrisonburg, VA Jul 2016 - Oct 2017 1
Parkhurst Dining Bridgewater, VA Jul 2015 - Aug 2016 1
Shenandoah County Schools Woodstock, VA Aug 2014 - Dec 2014 < 1
Great Eastern Purveyors Massanutten, VA Jun 2014 - Aug 2014 < 1
Harrisonburg City Schools Harrisonburg, VA Oct 2013 - Jun 2014 < 1
Great Eastern Purveyors Massanutten, VA Jun 2013 - Sep 2013 < 1
Bridgewater College Bridgewater, VA Aug 2009 - Jun 2013 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2017
S66 NASAA Uniform Combined State Law Examination May 2018
Contact Info for Karl P. Mongold
Phone Number: 612-671-3131
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    374,305
    MILLIONS
  • Total Number of Accounts
    1,619,519
    ACCOUNTS
  • Average Account Value
    $231,121
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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