Karl Mongold (CRD# 6714563) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Harrisonburg, VA and has over 6 years of experience in the finance industry.
CRD# 6404328
First Citizens Investor Services, Inc.
CRD# 4488993
Raymond James Financial Services Advisors, Inc.
CRD# 2421567
Southland Equity Partners, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ameriprise Financial Services, LLC | Harrisonburg, VA | Dec 2020 - Current | 3 |
| Edward Jones | St Louis, MO | Mar 2018 - Dec 2020 | 2 |
| Primerica Financial Services | Harrisonburg, VA | Jul 2016 - Mar 2018 | 1 |
| Harrisonburg City Schools | Harrisonburg, VA | Feb 2015 - Mar 2018 | 3 |
| Pfs Investments Inc. | Harrisonburg, VA | Jun 2017 - Dec 2017 | < 1 |
| Leathers And Associates | Harrisonburg, VA | Jul 2016 - Oct 2017 | 1 |
| Parkhurst Dining | Bridgewater, VA | Jul 2015 - Aug 2016 | 1 |
| Shenandoah County Schools | Woodstock, VA | Aug 2014 - Dec 2014 | < 1 |
| Great Eastern Purveyors | Massanutten, VA | Jun 2014 - Aug 2014 | < 1 |
| Harrisonburg City Schools | Harrisonburg, VA | Oct 2013 - Jun 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2017 |
| S66 | NASAA Uniform Combined State Law Examination | May 2018 |
- TX
- VA
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Total Assets Under Management479,794MILLIONS
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Total Number of Accounts2,284,921ACCOUNTS
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Average Account Value$209,983
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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