James McInnes, financial advisor Hartford CT
93 score

James McInnes

CRD Number: 3184116
Current Firm: Global Portfolio Strategies, Inc.

James McInnes (CRD# 3184116) is an Investment Advisor Representative working at Global Portfolio Strategies, Inc. in Hartford, CT and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Global Portfolio Strategies Hartford, CT Jun 2009 - Current 7
The Prudential Insurance Companyof America Hartford, CT May 2009 - Current 7
Prudential Investment Management Services, LLC Hartford, CT May 2009 - Current 7
Merrill Lynch Pennington, NJ Oct 2005 - Apr 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1999
S66 NASAA Uniform Combined State Law Examination Jul 2008
Contact Info for James W. McInnes
Phone Number: 860-534-7790
Registered State(s):
  • CT
  • TX
  • NJ
By the Numbers
  • Total Assets Under Management
    3,090
    MILLIONS
  • Total Number of Accounts
    385
    ACCOUNTS
  • Average Account Value
    $8,026,875
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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