Nigel De'ath, financial advisor Farmington CT

Nigel De'ath

CRD Number: 3023847
Current Firm: Rbc Capital Markets, LLC

Nigel De'ath (CRD# 3023847) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Farmington, CT and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC Hartford, CT Feb 2010 - Current 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1998
S65 NASAA Investment Advisors Law Examination May 1998
Contact Info for Nigel G. De'ath
Phone Number: 212-858-7000
Registered State(s):
  • CT
  • TX
By the Numbers
  • Total Assets Under Management
    201,264
    MILLIONS
  • Total Number of Accounts
    451,404
    ACCOUNTS
  • Average Account Value
    $445,862
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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