Patricia NickolsCRD Number: 1034261
Current Firm: Rbc Capital Markets, LLC
Patricia Nickols (CRD# 1034261) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Hartford, CT and has over 33 years of experience in the finance industry.
Barron Financial Group, LLP
Springboard Asset Management LLC
|Rbc Capital Markets Corporation||Hartford, CT||Mar 2008 - Current||9|
|Rbc Dain Rauscher||Hartford, CT||Nov 2005 - Mar 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1983|
|S65||NASAA Investment Advisors Law Examination||Jul 1996|
Total Assets Under Management76,274MILLIONS
Total Number of Accounts192,243ACCOUNTS
Average Account Value$396,757
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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