Ralph Goodwin, financial advisor Hartford CT
93 score

Ralph Goodwin

CRD Number: 1012616
Current Firm: Virtus Investment Advisers, Inc.

Ralph Goodwin (CRD# 1012616) is an Investment Advisor Representative working at Virtus Investment Advisers, Inc. in Hartford, CT and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Virtus Investment Partners Hartford, CT Nov 2010 - Current 6
Vp Distributors Inc. Hartford, CT Nov 2010 - Current 6
Ing Windsor, CT Mar 2010 - Oct 2010 < 1
Ing Financial Advisers, LLC Windsor, CT Mar 2010 - Oct 2010 < 1
Pfg Distribution Company Hartford, CT Feb 2009 - Feb 2010 1
Phoenix Life Insurance Co Hartford, CT Oct 2006 - Feb 2009 2
Phoenix Equity Planning Corp Hartford, CT Oct 2006 - Feb 2009 2
Massmutual Financial Group Enfield, CT Sep 2005 - Oct 2006 1
Mml Distributors, LLC Enfield, CT Sep 2005 - Oct 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2001
S65 NASAA Investment Advisors Law Examination Feb 2011
Contact Info for Ralph A. Goodwin
Phone Number: 800-248-7971
Firm Website: https://www.virtus.com/
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    29,781
    MILLIONS
  • Total Number of Accounts
    119
    ACCOUNTS
  • Average Account Value
    $250,257,891
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

CA, CT, FL, GA, KS, MA, MD, MO, NC, NJ, NY, OH, PA, SC, TN, TX, VA, WA

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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