Daniel Jones (CRD# 2814273) is an Investment Advisor Representative working at Lpl Financial LLC in Hattiesburg, MS and has over 26 years of experience in the finance industry.
CRD# 4712192
Cetera Investment Advisers LLC
CRD# 4885761
Icom Advisors, LLC
CRD# 4492120
Simplified Wealth Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Finanical LLC | Hattiesburg, MS | Oct 2019 - Current | 3 |
| First Bank | Hattiesburg, MS | Jun 2019 - Oct 2019 | < 1 |
| Cetera Investment Services LLC | St. Cloud, MN | Jun 2019 - Oct 2019 | < 1 |
| Cetera Investment Advisers LLC | Hattiesburg, MS | Jun 2019 - Jul 2019 | < 1 |
| Infinex Investments, Inc. | Jackson, MS | Dec 2013 - Jun 2019 | 5 |
| Bancorpsouth Investment Services, Inc. | Jackson, MS | Oct 2001 - Dec 2013 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1997 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2003 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MS
- TX
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Total Assets Under Management368,019MILLIONS
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Total Number of Accounts1,688,501ACCOUNTS
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Average Account Value$217,956
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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