Thomas Ricks (CRD# 6244408) is an Investment Advisor Representative working at Simplified Wealth Management in Hattiesburg, MS and has over 8 years of experience in the finance industry.
CRD# 4712192
Cetera Investment Advisers LLC
CRD# 4885761
Icom Advisors, LLC
CRD# 4492120
Simplified Wealth Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Simplified Wealth Management | Hattiesburg, MS | Jul 2018 - Current | 4 |
| Lpl Financial LLC | Hattiesburg, MS | Jan 2016 - Jul 2018 | 2 |
| Raymond James Financial Services Advisors Inc. | Hattiesburg, MS | Jan 2015 - Dec 2015 | < 1 |
| Raymond James Financial Services, Inc. | Hatiesburg, MS | Dec 2014 - Dec 2015 | 1 |
| Citizens National Bank | Hattiesburg, MS | Aug 2013 - Nov 2015 | 2 |
| Raymond James Financial Services, Inc. | Hattiesburg, MS | Aug 2014 - Dec 2014 | < 1 |
| Raymond James Financial Services, Inc. | Hattiesburg, MS | Aug 2013 - Aug 2014 | 1 |
| My Imagination Station | Hattiesburg, MS | Sep 2009 - Aug 2013 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- LA
- MS
- TX
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Total Assets Under Management121MILLIONS
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Total Number of Accounts1,338ACCOUNTS
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Average Account Value$90,451
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
AL, AR, FL, GA, LA, MS, TN, TX
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