Frank Loria, financial advisor Hauppauge NY

Frank Loria

CRD Number: 1409319
Current Firm: Lebenthal Global Advisors, LLC

Frank Loria (CRD# 1409319) is an Investment Advisor Representative working at Lebenthal Global Advisors, LLC in Hauppauge, NY and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Bristol Financial Services, Inc. Jericho, NY Jan 2013 - Current 7
Loria 112 Carpet Sales Corp Medford, NY Jan 1986 - Aug 2013 27
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2013
S65 NASAA Investment Advisors Law Examination Jun 2015
Contact Info for Frank R. Loria
Phone Number: 516-785-1800
Registered State(s):
  • OK
By the Numbers
  • Total Assets Under Management
    412
    MILLIONS
  • Total Number of Accounts
    2,171
    ACCOUNTS
  • Average Account Value
    $189,924
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, CO, CT, FL, GA, IN, MA, NC, NH, NJ, NV, NY, OK, PA, SC, TX, VA

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