Thomas Sconzo, financial advisor Hauppauge NY
83 score

Thomas Sconzo

CRD Number: 4605478
Current Firm: Cuna Brokerage Services, Inc.

Thomas Sconzo (CRD# 4605478) is an Investment Advisor Representative working at Cuna Brokerage Services, Inc. in Hauppauge, NY and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Cuna Mutual Group Waverly, IA Dec 2011 - Current 5
Cuna Brokerage Services, Inc. Waverly, IA Dec 2011 - Current 5
Chase Investment Services East Hampton, NY Apr 2000 - Dec 2011 11
Merrill Lynch, Pierce, Fenner &amp; Smith Riverhead, NY Jun 2006 - Feb 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2003
S66 NASAA Uniform Combined State Law Examination Dec 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Thomas A. Sconzo
Phone Number: 319-352-4090
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    1,331
    MILLIONS
  • Total Number of Accounts
    6,286
    ACCOUNTS
  • Average Account Value
    $211,803
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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