Adam BatemanCRD Number: 5412669
Current Firm: Flagship Harbor Advisors, LLC
Adam Bateman (CRD# 5412669) is an Investment Advisor Representative working at Flagship Harbor Advisors, LLC in Haverhill, MA and has over 10 years of experience in the finance industry.
Prosperity Wealth Management, Inc.
Advanced Portfolio Design, LLC
|Flagship Harbor Advisors, LLC||Bradford, MA||Nov 2013 - Current||4|
|Lpl Financial LLC||Bradford, MA||Nov 2013 - Current||4|
|Metlife Securities Inc.||Danvers, MA||Apr 2009 - Nov 2013||4|
|Ubs Financial Services Inc.||Manchester, NH||Aug 2007 - May 2009||1|
|Renewal By Andersen||West Borough, MA||Oct 2005 - Aug 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management847MILLIONS
Total Number of Accounts6,774ACCOUNTS
Average Account Value$125,107
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AZ, CA, CT, DC, DE, FL, GA, IL, LA, MA, MD, ME, NC, NH, NJ, NY, OH, PA, RI, TN, TX, VA, VT, WA
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