Sean Ryan, financial advisor Havertown PA
93 score

Sean Ryan

CRD Number: 5455700
Current Firm: Cetera Advisor Networks LLC

Sean Ryan (CRD# 5455700) is an Investment Advisor Representative working at Cetera Advisor Networks LLC in Havertown, PA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Financial Specialists LLC Schaumburg, IL Feb 2016 - Current < 1
Cetera Advisor Networks LLC El Segundo, CA Feb 2016 - Current < 1
Cetera Advisors LLC Denver, CO Feb 2016 - Current < 1
Cetera Investment Services LLC Saint Cloud, MN Feb 2016 - Current < 1
Girard Securities, Inc. San Diego, CA Feb 2016 - Current < 1
Investors Capital Corp. Lynnfield, MA Feb 2016 - Current < 1
First Allied Securities, Inc. San Diego, CA Feb 2016 - Current < 1
Legend Equities Corporation Palm Beach Gardens, FL Feb 2016 - Current < 1
Summit Brokerage Services, Inc. Boca Raton, FL Feb 2016 - Current < 1
Vsr Financial Services, Inc. Overland Park, KS Feb 2016 - Current < 1
Brinker Capital Berwyn, PA Nov 2012 - Feb 2016 3
Bic Distributors, LLC Scottsdale, AZ Mar 2012 - Nov 2012 < 1
Pacer Financial, Inc. Paoli, PA Oct 2010 - Mar 2012 1
Merrill Lynch Bala Cynwyd, PA Nov 2007 - Oct 2010 2
Nuveen Investments Radnor, PA Jul 2006 - Nov 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2008
Contact Info for Sean P. Ryan
Phone Number: 310-326-3100
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    16,791
    MILLIONS
  • Total Number of Accounts
    70,113
    ACCOUNTS
  • Average Account Value
    $239,482
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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