James Kline, financial advisor Hayes VA
93 score

James Kline

CRD Number: 5905922
Current Firm: Wells Fargo Advisors, LLC

James Kline (CRD# 5905922) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Hayes, VA and has over 5 years of experience in the finance industry.

Similar Advisors
Oscar Alvarez, financial advisor Hayes VA
Oscar N. Alvarez
CRD# 2396863
Pathway Financial Planning, Inc.
Score
101
Similar Advisors
Sterling Brightman, financial advisor Hayes VA
Sterling R. Brightman
CRD# 1780459
Axa Advisors, LLC
Score
101
Similar Advisors
Daniel Joss, financial advisor Hayes VA
Daniel D. Joss
CRD# 4530542
Joss Financial Group
Score
101
Company Name Location Dates Years
Wells Fargo Advisors LLC Newport News, VA Aug 2011 - Current 5
Wachovia Bank, N.a. Newport News, VA Aug 2011 - Current 5
Wells Fargo Advisors LLC Yorktown, VA Mar 2011 - Aug 2011 < 1
Wachovia Bank, N.a. Yorktown, VA Aug 2010 - Aug 2011 1
Wells Fargo Financial Williamsburg, VA Oct 2009 - Aug 2010 < 1
Rock Spring C.c. West Orange, NJ Dec 2007 - Oct 2009 1
Haworth C.c. Haworth, NJ Mar 2007 - Nov 2007 < 1
Echo Lake C.c. Westfield, NJ May 2005 - Mar 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2011
S65 NASAA Investment Advisors Law Examination Mar 2012
Contact Info for James N. Kline
Phone Number: 314-875-3000
Registered State(s):
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from James Kline and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.