Carmen Lance (CRD# 4980630) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Murphy, NC and has over 14 years of experience in the finance industry.
CRD# 2355813
Raymond James Financial Services Advisors, Inc.
CRD# 2142628
Cetera Investment Advisers LLC
CRD# 1336378
Triad Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ameriprise Financial Services, LLC | Murphy, NC | Mar 2020 - Current | 4 |
| Ameriprise Financial Services, Inc. | Andrews, NC | Mar 2015 - Mar 2020 | 5 |
| Securities America, Inc. | Hayesville, NC | Sep 2013 - Feb 2015 | 1 |
| Securities America Advisors, Inc. | Hayesville, NC | Sep 2013 - Feb 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2009 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- GA
- NC
- TX
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Total Assets Under Management479,794MILLIONS
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Total Number of Accounts2,284,921ACCOUNTS
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Average Account Value$209,983
- A percentage of assets under your management
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- Portfolio management for businesses (other than small businesses) or institutional clients
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- Publication of periodicals or newsletters
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AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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