Alphonse Procaccino
CRD Number: 715731Current Firm: Castle Financial & Retirement Planning Associates Inc.
Alphonse Procaccino (CRD# 715731) is an Investment Advisor Representative working at Castle Financial & Retirement Planning Associates Inc. in Fair Haven, NJ and has over 42 years of experience in the finance industry. Alphonse Procaccino has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2130640
Ameriprise Financial Services, LLC
CRD# 700067
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5911611
Citigroup Global Markets Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Castle Financial & Retirement Planning Assoc., Inc. | Hazlet, NJ | Jul 1992 - Current | 31 |
| Imst Distributors, LLC | Hazlet, NJ | Jun 2017 - Dec 2020 | 3 |
| Cadaret, Grant & Company, Inc. | Bonita Springs, FL | Oct 2004 - Dec 2015 | 11 |
| Cadaret, Grant & Company, Inc. | Hazlet, NJ | Jun 1993 - Dec 2015 | 22 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1981 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1999 |
- FL
- NJ
- NY
- TX
-
Total Assets Under Management97MILLIONS
-
Total Number of Accounts346ACCOUNTS
-
Average Account Value$279,184
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
FL, NJ, NY, TX
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