Alan WhitakerCRD Number: 1156418
Current Firm: Wells Fargo Advisors Financial Network, LLC
Alan Whitaker (CRD# 1156418) is an Investment Advisor Representative working at Wells Fargo Advisors Financial Network, LLC in Hazleton, PA and has over 24 years of experience in the finance industry.
Royal Alliance Associates, Inc.
Msi Financial Services, Inc.
Ameriprise Financial Services, Inc.
|Wells Fargo Advisors Financial Network LLC||Hazleton, PA||Jan 2010 - Current||8|
|Janney Montgomery Scott Inc.||Hazleton, PA||Mar 1993 - Jan 2010||16|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1993|
|S66||NASAA Uniform Combined State Law Examination||Nov 2011|
Total Assets Under Management38,415MILLIONS
Total Number of Accounts131,465ACCOUNTS
Average Account Value$292,208
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV