Dieter Thurow, financial advisor Healdsburg CA
83 score

Dieter Thurow

CRD Number: 1435375
Current Firm: The Planners Network, Inc.

Dieter Thurow (CRD# 1435375) is an Investment Advisor Representative working at The Planners Network, Inc. in Healdsburg, CA and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
Thurow Wealth Management Inc. Healdsburg, CA Aug 2008 - Current 8
The Planners Network Healdsburg, CA Jan 2007 - Current 9
National Plannning Corporation Healdsburg, CA Nov 2006 - Current 10
Dieter Thurow Healdsburg, CA Jun 1990 - Current 26
Thurow Asset Management Inc. Healdsburg, CA Oct 1988 - Jul 2008 19
Associated Securities Corp. Healdsburg, CA Jul 1994 - Nov 2006 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Dieter E. Thurow
Phone Number: 951-676-6288
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    234
    MILLIONS
  • Total Number of Accounts
    1,284
    ACCOUNTS
  • Average Account Value
    $181,883
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AZ, CA, CO, FL, MI, OR, WA

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BADGES
83

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