Dieter ThurowCRD Number: 1435375
Current Firm: The Planners Network, Inc.
Dieter Thurow (CRD# 1435375) is an Investment Advisor Representative working at The Planners Network, Inc. in Healdsburg, CA and has over 22 years of experience in the finance industry.
Western International Securities
Stifel, Nicolaus & Company, Incorporated
|Thurow Wealth Management Inc.||Healdsburg, CA||Aug 2008 - Current||8|
|The Planners Network||Healdsburg, CA||Jan 2007 - Current||9|
|National Plannning Corporation||Healdsburg, CA||Nov 2006 - Current||10|
|Dieter Thurow||Healdsburg, CA||Jun 1990 - Current||26|
|Thurow Asset Management Inc.||Healdsburg, CA||Oct 1988 - Jul 2008||19|
|Associated Securities Corp.||Healdsburg, CA||Jul 1994 - Nov 2006||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1994|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management234MILLIONS
Total Number of Accounts1,284ACCOUNTS
Average Account Value$181,883
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AZ, CA, CO, FL, MI, OR, WA
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