Richard Moore, financial advisor Heath TX
93 score

Richard Moore

CRD Number: 6111189
Current Firm: Lake Point Wealth Management, LLC

Richard Moore (CRD# 6111189) is an Investment Advisor Representative working at Lake Point Wealth Management, LLC in Heath, TX and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Lake Point Wealth Management Rockwall, TX Jun 2016 - Current 1
Global Financial Private Capital, LLC Sarasota, FL Feb 2014 - May 2016 2
Sharp Income Tax Sarasota, FL Jan 2014 - May 2016 2
Macy's Sarasota, FL Sep 2013 - Feb 2014 < 1
Safe Guard Investments Sarasota, FL Oct 2013 - Jan 2014 < 1
Sarasota Capital Strategies Sarasota, FL Mar 2011 - Oct 2013 2
University Of South Florida Sarasota, FL Jan 2011 - Jan 2013 2
State College Of Florida Bradenton, FL May 2010 - Jan 2011 < 1
Robrady Design Sarasota, FL Dec 2004 - May 2010 5
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jun 2012
S63 Uniform Securities State Law Examination Jun 2017
Contact Info for Richard J. Moore
Phone Number: 214-771-3363 EXT 1000
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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