Richard MooreCRD Number: 6111189
Current Firm: Lake Point Wealth Management, LLC
Richard Moore (CRD# 6111189) is an Investment Advisor Representative working at Lake Point Wealth Management, LLC in Heath, TX and has over 5 years of experience in the finance industry.
Khp Capital LLC
Wells Fargo Advisors Financial Network, LLC
Vanderpal Capital Management LLC
|Lake Point Wealth Management||Rockwall, TX||Jun 2016 - Current||1|
|Global Financial Private Capital, LLC||Sarasota, FL||Feb 2014 - May 2016||2|
|Sharp Income Tax||Sarasota, FL||Jan 2014 - May 2016||2|
|Macy's||Sarasota, FL||Sep 2013 - Feb 2014||< 1|
|Safe Guard Investments||Sarasota, FL||Oct 2013 - Jan 2014||< 1|
|Sarasota Capital Strategies||Sarasota, FL||Mar 2011 - Oct 2013||2|
|University Of South Florida||Sarasota, FL||Jan 2011 - Jan 2013||2|
|State College Of Florida||Bradenton, FL||May 2010 - Jan 2011||< 1|
|Robrady Design||Sarasota, FL||Dec 2004 - May 2010||5|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jun 2012|
|S63||Uniform Securities State Law Examination||Jun 2017|
Total Assets Under Management133MILLIONS
Total Number of Accounts588ACCOUNTS
Average Account Value$225,717
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
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