Scott MartinCRD Number: 1282147
Current Firm: Independent Financial Partners
Scott Martin (CRD# 1282147) is an Investment Advisor Representative working at Independent Financial Partners in Heathrow, FL and has over 33 years of experience in the finance industry. Scott Martin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Independent Financial Partners||Lake Mary, FL||Sep 2012 - Current||5|
|Lpl Financial LLC||Lake Mary, FL||Jan 2010 - Current||7|
|Divorcedirection, LLC||Lake Mary, FL||Apr 2009 - Current||8|
|Rental Property||Orlando, FL||Oct 2005 - Current||12|
|Registered Investment Advisor||Heathrow, FL||Apr 2005 - Dec 2009||4|
|Raymond James Financial Services, Inc.||Heathrow, FL||Apr 2001 - Dec 2009||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1984|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Regulatory Event
Total Assets Under Management4,348MILLIONS
Total Number of Accounts24,542ACCOUNTS
Average Account Value$177,153
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV