Richard Speers, financial advisor Henderson NC

Richard Speers

CRD Number: 3193075
Current Firm: Private Wealth Management Of North Carolina LLC

Richard Speers (CRD# 3193075) is an Investment Advisor Representative working at Private Wealth Management Of North Carolina LLC in Henderson, NC and has over 20 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Private Wealth Management Of North Carolina Henderson, NC Feb 2010 - Current 9
North Carolina Services For Dentistry Cary, NC Aug 2006 - Dec 2015 9
Hamlett Investment Planning Henderson, NC Jan 2003 - Sep 2009 6
Raymond James Financial Services, Inc. Oxford, NC Feb 1999 - Sep 2009 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1999
S65 NASAA Investment Advisors Law Examination Apr 1999
Contact Info for Richard A. Speers
Phone Number: 252-492-8694
Registered State(s):
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    103
    MILLIONS
  • Total Number of Accounts
    626
    ACCOUNTS
  • Average Account Value
    $165,213
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States

NC, TX

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BADGES
Clean Record
This advisor has a clean track record with regulators.

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