Larry StringerCRD Number: 1996822
Current Firm: Capital Investment Advisory Services, LLC
Larry Stringer (CRD# 1996822) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Hendersonville, NC and has over 27 years of experience in the finance industry.
Holcombe & Mcgrath
Horizons Wealth Management
Holcombe & Mcgrath
|Capital Investment Group, Inc.||Raleigh, NC||Aug 2011 - Current||5|
|Capital Investment Advisory Services, LLC||Raleigh, NC||Aug 2011 - Current||5|
|Cornerstone Financial Strategies||Hendersonville, NC||Apr 1998 - Current||19|
|Regal Investment Advisors LLC||Kentwood, MI||Apr 2011 - Aug 2011||< 1|
|American Portfolios Financial Services, Inc.||Hendersonville, ND||Nov 2009 - Aug 2011||1|
|Kcd Financial, Inc.||Hendersonville, NC||Jun 2006 - Nov 2009||3|
|Northwestern National Life Insurance Com||Minneapolis, MN||Apr 1990 - Nov 2009||19|
|Hendersonville Insurance Agency||Hendersonville, NC||Aug 1987 - Nov 2009||22|
|Sunrise Insurance Agency-self Employed||Hendersonville, NC||Aug 1987 - Nov 2009||22|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1990|
|S65||NASAA Investment Advisors Law Examination||Jun 1996|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management380MILLIONS
Total Number of Accounts2,458ACCOUNTS
Average Account Value$154,596
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, CA, CO, DC, FL, GA, IL, LA, MA, MD, NC, NH, NY, OH, PA, SC, TN, TX, VA, WA
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