Larry Stringer, financial advisor Hendersonville NC
86 score

Larry Stringer

CRD Number: 1996822
Current Firm: Capital Investment Advisory Services, LLC

Larry Stringer (CRD# 1996822) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Hendersonville, NC and has over 26 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Capital Investment Group, Inc. Raleigh, NC Aug 2011 - Current 5
Capital Investment Advisory Services, LLC Raleigh, NC Aug 2011 - Current 5
Cornerstone Financial Strategies Hendersonville, NC Apr 1998 - Current 18
Regal Investment Advisors LLC Kentwood, MI Apr 2011 - Aug 2011 < 1
American Portfolios Financial Services, Inc. Hendersonville, ND Nov 2009 - Aug 2011 1
Kcd Financial, Inc. Hendersonville, NC Jun 2006 - Nov 2009 3
Northwestern National Life Insurance Com Minneapolis, MN Apr 1990 - Nov 2009 19
Hendersonville Insurance Agency Hendersonville, NC Aug 1987 - Nov 2009 22
Sunrise Insurance Agency-self Employed Hendersonville, NC Aug 1987 - Nov 2009 22
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1990
S65 NASAA Investment Advisors Law Examination Jun 1996
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Larry L. Stringer
Phone Number: 919-831-2370
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    380
    MILLIONS
  • Total Number of Accounts
    2,458
    ACCOUNTS
  • Average Account Value
    $154,596
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, CA, CO, DC, FL, GA, IL, LA, MA, MD, NC, NH, NY, OH, PA, SC, TN, TX, VA, WA

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BADGES
86

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