Ray Ball, financial advisor Hendersonville NC
78 score

Ray Ball

CRD Number: 5922344
Current Firm: Allstate Financial Advisors, LLC

Ray Ball (CRD# 5922344) is an Investment Advisor Representative working at Allstate Financial Advisors, LLC in Hendersonville, NC and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Allstate Insurance Co Jackson, MS Feb 2013 - Current 3
Ray Ball Financial Group, LLC Jackson, MS Apr 2012 - Current 4
Mutual Of Omaha Investor Services, Inc. Omaha, NE May 2011 - Feb 2013 1
Mutual Of Omaha Flowood, MS Aug 2010 - Feb 2013 2
Physicians Mutual Ridgeland, MS Feb 2010 - Aug 2010 < 1
Mrs Fix It, Inc. Florence, MS Oct 2008 - Feb 2010 1
Herrin-gear Chevrolet Jackson, MS Oct 2003 - Oct 2008 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2011
S65 NASAA Investment Advisors Law Examination Jul 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Ray A. Ball
Phone Number: 847-402-5296
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI, WV

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BADGES
78

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