Elizabeth Rogers, financial advisor Hickory NC

Elizabeth Rogers

CRD Number: 3119982
Current Firm: Raymond James Financial Services Advisors, Inc.

Elizabeth Rogers (CRD# 3119982) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Hickory, NC and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Molly Pitcher Mixers, LLC Hickory, NC Dec 2018 - Current 5
Raymond James Financial Services, Inc. Hickory, NC Jun 2015 - Current 8
Raymond James Financial Services Advisors Inc. Hickory, NC Jun 2015 - Current 8
Renaissance Financial Partners Of North Carolina, LLC Hickory, NC Jan 2013 - Current 11
Capital Investment Group, Inc. Raleigh, NC Jul 2009 - Jun 2015 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1999
S66 NASAA Uniform Combined State Law Examination Apr 2006
Contact Info for Elizabeth W. Rogers
Phone Number: 727-567-3020
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    275,430
    MILLIONS
  • Total Number of Accounts
    985,117
    ACCOUNTS
  • Average Account Value
    $279,591
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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