Elizabeth Rogers, financial advisor Hickory NC
93 score

Elizabeth Rogers

CRD Number: 3119982
Current Firm: Raymond James Financial Services Advisors, Inc.

Elizabeth Rogers (CRD# 3119982) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Hickory, NC and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Raymond James Financial Services, Inc. Hickory, NC Jun 2015 - Current 1
Raymond James Financial Services Advisors Inc. Hickory, NC Jun 2015 - Current 1
Renaissance Financial Partners Of North Carolina, LLC Hickory, NC Jan 2013 - Current 3
Capital Investment Group, Inc. Raleigh, NC Jul 2009 - Jun 2015 5
Wells Fargo Advisors, LLC Hickory, NC Jan 2008 - Jul 2009 1
A.g. Edwards & Sons, Inc. Hickory, NC Sep 2000 - Jan 2008 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1999
S66 NASAA Uniform Combined State Law Examination Apr 2006
Contact Info for Elizabeth W. Rogers
Phone Number: 727-567-5877
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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