Kevin Sullivan, financial advisor High Point NC
83 score

Kevin Sullivan

CRD Number: 1966124
Current Firm: Ameriprise Financial Services, Inc.

Kevin Sullivan (CRD# 1966124) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in High Point, NC and has over 20 years of experience in the finance industry.

Similar Advisors
David Childs, financial advisor High Point NC
David Childs
CRD# 5145179
Spartan Planning & Wealth Management
Score
103
Similar Advisors
Patrick Rush, financial advisor High Point NC
Patrick N. Rush
CRD# 2639709
Triad Financial Advisors, Inc.
Score
103
Similar Advisors
Robert Russell, financial advisor High Point NC
Robert G. Russell
CRD# 2614704
Nfp Advisor Services, LLC
Score
103
Company Name Location Dates Years
Ameriprise Financial Services Inc. Jamestown, NC Jun 2014 - Current 2
Horsesmouth.com Winslow, ME Jun 2012 - Jun 2014 2
Retirement Income University Jamestown, NC Jun 2012 - Jun 2014 2
Raymond James Financial Services, Inc. Winslow, ME Mar 2009 - Jun 2014 5
Raymond James Financial Services Advisors Inc. Winslow, ME Mar 2009 - Jun 2014 5
Sullivan Wealth Management, LLC Winslow, ME Apr 2007 - Jun 2014 7
Mid Maine Chamber Of Commerce Winslow, ME Feb 2010 - Jun 2012 2
Wachovia Securities Financial Network, Llc (11025) Winslow, ME Mar 2007 - Mar 2009 2
Banc Of America Inv Services, Inc. Waterville, ME Oct 2004 - Mar 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1997
S65 NASAA Investment Advisors Law Examination May 1996
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Kevin R. Sullivan
Phone Number: 612-671-3131
Registered State(s):
  • ME
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
83

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.