Frank Schwartz, financial advisor Highland IL
93 score

Frank Schwartz

CRD Number: 1031409
Current Firm: Nfp Advisor Services, LLC

Frank Schwartz (CRD# 1031409) is an Investment Advisor Representative working at Nfp Advisor Services, LLC in Highland, IL and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
Kestra Financial Services, Inc. Austin, TX Apr 2016 - Current < 1
Mml Investors Services, Inc. Springfield, IL Aug 1996 - Current 20
Masschusetts Mutual Life Insurance Compa Springfield, MA Mar 1996 - Current 20
Partners Securities, Inc. Austin, TX Nov 1997 - Apr 2016 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1994
S65 NASAA Investment Advisors Law Examination Nov 2000
Contact Info for Frank G. Schwartz
Phone Number: 512-697-6000
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    12,254
    MILLIONS
  • Total Number of Accounts
    54,412
    ACCOUNTS
  • Average Account Value
    $225,208
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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