Richard Ringwald, financial advisor Highland IL

Richard Ringwald

CRD Number: 4425715
Current Firm: Powers Advisory Group, LLC

Richard Ringwald (CRD# 4425715) is an Investment Advisor Representative working at Powers Advisory Group, LLC in Highland, IL and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Powers Advisory Group LLC Highland, IL Oct 2017 - Current 6
Stifel Nicolaus St. Louis, MO Jun 2001 - Current 22
Commerce Bank Belleville, IL Mar 2015 - Oct 2017 2
Regions Financial Highland, IL May 2008 - Mar 2015 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2002
S65 NASAA Investment Advisors Law Examination Nov 2017
Contact Info for Richard G. Ringwald
Phone Number: 618-654-6262
Registered State(s):
  • IL
  • MO
  • TX
By the Numbers
  • Total Assets Under Management
    206
    MILLIONS
  • Total Number of Accounts
    1,279
    ACCOUNTS
  • Average Account Value
    $160,785
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

IL, LA, MO, TX

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