Jerry SchwartzCRD Number: 1051064
Current Firm: Focused Wealth Management, Inc.
Jerry Schwartz (CRD# 1051064) is an Investment Advisor Representative working at Focused Wealth Management, Inc. in Highland, NY and has over 30 years of experience in the finance industry. Jerry Schwartz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ivy Ridge Asset Management, LLC
Guide Wealth Management
Axa Advisors, LLC
|Focused Wealth Managment, Inc.||Highland, NY||Nov 2010 - Current||6|
|Securities America, Inc.||Highland, NY||Sep 2004 - Current||12|
|Jerry Schwartz||Kingston, NY||May 1982 - Current||34|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1986|
|S65||NASAA Investment Advisors Law Examination||Jul 1997|
Total Assets Under Management442MILLIONS
Total Number of Accounts2,551ACCOUNTS
Average Account Value$173,134
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
AZ, CA, CT, DC, FL, GA, MA, MD, MI, NC, NJ, NY, OH, PA, TX, VA
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