Jerry Schwartz, financial advisor Highland NY
96 score

Jerry Schwartz

CRD Number: 1051064
Current Firm: Focused Wealth Management, Inc.

Jerry Schwartz (CRD# 1051064) is an Investment Advisor Representative working at Focused Wealth Management, Inc. in Highland, NY and has over 32 years of experience in the finance industry. Jerry Schwartz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Focused Wealth Managment, Inc. Highland, NY Nov 2010 - Current 7
Securities America, Inc. Highland, NY Sep 2004 - Current 13
Jerry Schwartz Kingston, NY May 1982 - Current 36
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1986
S65 NASAA Investment Advisors Law Examination Jul 1997
Contact Info for Jerry S. Schwartz
Phone Number: 845-691-4035
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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