Carlos Legaspy, financial advisor Highland Park IL

Carlos Legaspy

CRD Number: 2148751
Current Firm: Insight Securities, Inc.

Carlos Legaspy (CRD# 2148751) is an Investment Advisor Representative working at Insight Securities, Inc. in Highland Park, IL and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Insight Securities, Inc. Highland Park, IL Feb 2020 - Current 4
Precise Investment Management Inc. Las Vegas, NV Nov 2015 - Current 8
Insight Insurance Group Inc. Highland Park, IL Oct 2015 - Current 8
Insight Americas Consulting Inc. Las Vegas, NV Sep 2014 - Current 9
Intelligenics, Inc. Highland Park, IL Jan 2013 - Current 11
Triumphe Leasing Group Highland Park, IL Jan 2013 - Current 11
Insight Securities, Inc. Highland Park, IL Jan 2013 - Sep 2019 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1991
S65 NASAA Investment Advisors Law Examination Jan 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Carlos J. Legaspy
Phone Number: 224-632-4700
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    127
    MILLIONS
  • Total Number of Accounts
    54
    ACCOUNTS
  • Average Account Value
    $2,347,189
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DC, FL, GA, IA, IL, IN, KS, LA, MA, MD, ME, MI, MN, MO, NC, NE, NJ, NM, NV, NY, OH, OK, PA, PR, SC, SD, TX, VA, WA, WI, WY

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