James Morton, financial advisor Highlands Ranch CO
93 score

James Morton

CRD Number: 5461173
Current Firm: Bok Financial Advisors

James Morton (CRD# 5461173) is an Investment Advisor Representative working at Bok Financial Advisors in Highlands Ranch, CO and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Bosc, Inc. Highlands Ranch, CO Sep 2013 - Current 3
Bokf, Na Highlands Ranch, CO Sep 2013 - Current 3
Usaa Financial Planning Services San Antonio, TX Mar 2010 - Sep 2013 3
Usaa Financial Advisors Inc. San Antonio, TX Mar 2010 - Sep 2013 3
Nylife Securities LLC Tulsa, OK Feb 2009 - Mar 2010 1
New York Life Insurance Company Tulsa, OK Dec 2008 - Mar 2010 1
Premier Advisors Tulsa, OK Apr 2008 - Dec 2008 < 1
Edward Jones St Louis, MO Dec 2007 - Feb 2008 < 1
Mathis Brothers Furniture Tulsa, OK Feb 2006 - Nov 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2008
S65 NASAA Investment Advisors Law Examination Nov 2010
Contact Info for James J. Morton
Phone Number: 877-781-6889
Registered State(s):
  • AR
  • CO
  • OK
  • TX
By the Numbers
  • Total Assets Under Management
    568
    MILLIONS
  • Total Number of Accounts
    1,682
    ACCOUNTS
  • Average Account Value
    $337,897
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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