Richard Carroll, financial advisor Hillsboro OH
87 score

Richard Carroll

CRD Number: 5994048
Current Firm: Raymond James Financial Services Advisors, Inc.

Richard Carroll (CRD# 5994048) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Hillsboro, OH and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Johns Hopkins University Hillsboro, OH Jun 2012 - Current 5
Raymond James Financial Services Advisors Inc. Hillsboro, OH Jan 2012 - Current 5
Raymond James Financial Services, Iinc Hillsboro, OH Oct 2011 - Current 6
O'dell Capital Management Hillsboro, OH Oct 2011 - Current 6
University Of Cincinatti Cincinnatti, OH Oct 2010 - Oct 2011 1
Unemployed Hillsboro, OH Oct 2009 - Sep 2010 < 1
Hillsboro Recreation Hillsboro, OH Jun 2006 - Sep 2009 3
Hillsboro City Schools Hillsboro, OH Aug 2008 - Jan 2009 < 1
Adams Country Club Westunion, OH Jun 2006 - Sep 2008 2

Richard Carroll has no recent exams reported.
Contact Info for Richard A. Carroll
Phone Number: 727-567-1000
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
87
Clean Record
This advisor has a clean track record with regulators.

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