Carrie Kelley (CRD# 6061237) is an Investment Advisor Representative working at Lpl Financial LLC in Hinckley, MN and has over 11 years of experience in the finance industry. Carrie Kelley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5077166
Lpl Financial LLC
CRD# 6579187
Lpl Financial LLC
CRD# 5302043
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Hinckley, MN | Jul 2021 - Current | 2 |
| Carrie Kelley LLC | Duluth, MN | Oct 2019 - Jul 2021 | 1 |
| Lake Rock Wealth Management (dba) | Duluth, MN | Feb 2018 - Jul 2021 | 3 |
| Various Insurance Carriers For W & R Insurnace Agencies | Duluth, MN | May 2013 - Jul 2021 | 8 |
| Waddell & Reed, Inc. | Duluth, MN | May 2012 - Jul 2021 | 9 |
| Susan Stelman | Duluth, MN | Jul 2016 - Mar 2020 | 3 |
| Susan Stelman LLC | Duluth, MN | Sep 2012 - Mar 2020 | 7 |
| Susan Stelman | Duluth, MN | May 2013 - Jan 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2013 |
- MN
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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