Kathy Darcy, financial advisor Hinsdale IL

Kathy Darcy

CRD Number: 1579186
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Kathy Darcy (CRD# 1579186) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Hinsdale, IL and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oak Brook, IL Mar 2019 - Current 2
Morgan Stanley Smith Barney LLC Oak Brook, IL Nov 2017 - Mar 2019 1
Unemployed Darien, IL Mar 2017 - Nov 2017 < 1
Foreside Fund Services, LLC Chicago, IL Jan 2014 - Mar 2017 3
Willis Towers Watson New York, NY Aug 2013 - Mar 2017 3
Willis Towers Watson Chicago, IL Sep 2012 - Oct 2013 1
Unemployed Darien, IL Dec 2011 - Sep 2012 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2008
Contact Info for Kathy A. Darcy
Phone Number: 800-637-7455
Firm Website: http://www.pbig.ml.com
Registered State(s):
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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