Kathy DarcyCRD Number: 1579186
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Kathy Darcy (CRD# 1579186) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Hinsdale, IL and has over 13 years of experience in the finance industry.
Upper Left Wealth Management, LLC
Sequoia Wealth Management, LLC
Securities America Advisors, Inc.
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Oak Brook, IL||Mar 2019 - Current||2|
|Morgan Stanley Smith Barney LLC||Oak Brook, IL||Nov 2017 - Mar 2019||1|
|Unemployed||Darien, IL||Mar 2017 - Nov 2017||< 1|
|Foreside Fund Services, LLC||Chicago, IL||Jan 2014 - Mar 2017||3|
|Willis Towers Watson||New York, NY||Aug 2013 - Mar 2017||3|
|Willis Towers Watson||Chicago, IL||Sep 2012 - Oct 2013||1|
|Unemployed||Darien, IL||Dec 2011 - Sep 2012||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2008|
Total Assets Under Management1,084,544MILLIONS
Total Number of Accounts2,605,171ACCOUNTS
Average Account Value$416,304
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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