Scottie Smith, financial advisor Brentwood TN

Scottie Smith

CRD Number: 5482912
Current Firm: U.s. Bancorp Investments, Inc.

Scottie Smith (CRD# 5482912) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Brentwood, TN and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
U.s. Bancorp Investments, Inc. Brentwood, TN Sep 2022 - Current 1
Bank Of America, N.a. Hixson, TN Oct 2016 - Sep 2022 5
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hixson, TN Oct 2016 - Sep 2022 5
Securian Financial Services Inc. St Paul, MN Jan 2016 - Oct 2016 < 1
Minnesota Life Insurance Co St Paul, MN Jan 2016 - Oct 2016 < 1
Wealth Management Group Birmingham, AL Jan 2016 - Oct 2016 < 1
Securian Financial Group St Paul, MN Dec 2015 - Jan 2016 < 1
Wealth Management Group Birmingham, AL Nov 2015 - Jan 2016 < 1
Sagepoint Financial Birmingham, AL May 2015 - Nov 2015 < 1
Pfs Investments Inc. Hoover, AL Sep 2014 - May 2015 < 1
Sirote Law Firm Birmingham, AL Sep 2014 - May 2015 < 1
Primerica Financial Services Hoover, AL Jun 2014 - May 2015 < 1
Well Fargo Mortgage Birmingham, AL Apr 2010 - Sep 2014 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2014
S66 NASAA Uniform Combined State Law Examination Jan 2016
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Scottie L. Smith
Phone Number: 800-888-4700
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    15,875
    MILLIONS
  • Total Number of Accounts
    60,028
    ACCOUNTS
  • Average Account Value
    $264,455
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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