C Jason Vein, financial advisor Hobe Sound FL
83 score

C Jason Vein

CRD Number: 3009608
Current Firm: Morgan Stanley

C Jason Vein (CRD# 3009608) is an Investment Advisor Representative working at Morgan Stanley in Hobe Sound, FL and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Apr 2015 - Current 1
Morgan Stanley Seattle, WA Feb 2015 - Current 1
Bank Of America, N.a. Bellevue, WA Dec 2009 - Feb 2015 5
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bellevue, WA Nov 2009 - Feb 2015 5
U.s. Bancorp Investments, Inc. Bellevue, WA Jul 2001 - Nov 2009 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for C Jason Vein
Phone Number: 914-225-5510
Registered State(s):
  • FL
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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