Keith SplainCRD Number: 1828060
Current Firm: American Portfolios Advisors, Inc.
Keith Splain (CRD# 1828060) is an Investment Advisor Representative working at American Portfolios Advisors, Inc. in Holbrook, NY and has over 33 years of experience in the finance industry.
J.p. Morgan Securities LLC
Northwestern Mutual Investment Services,llc
Wells Fargo Advisors Financial Network, LLC
|American Portfolios Financial Services, Inc.||Holbrook, NY||Jan 2018 - Current||3|
|Sii Investments, Inc.||Rochester, NY||Dec 1996 - Jan 2018||21|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1988|
|S65||NASAA Investment Advisors Law Examination||Dec 1999|
Total Assets Under Management10,461MILLIONS
Total Number of Accounts41,049ACCOUNTS
Average Account Value$254,851
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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